ASIC investigation into alleged insider trading

Acted for director of ASX listed entity in ASIC investigation for suspected insider trading in listed entity’s shares and continuous disclosure breaches; successfully obtained no further action letter; instructed by Hemisphere Legal & Saville Partners (2016-2017).

 

Energy Industries Superannuation Scheme & NSW Treasury (2014-2016)

Advising re regulatory issues and negotiations with Treasury resulting in landmark agreement with State of NSW concerning the future funding of the defined benefit schemes as part of the NSW "Poles and Wires" privatisation of the State's electricity network assets, instructed direct.