ASIC v Hickman (2015)

FINANCIAL SERVICES - banning order - Macquarie Equities Ltd options trader -  unauthorised discretionary trading - false records - Corporations Act, 2001 (Cth), s 912C, s1041H - period of banning - whether life ban should be imposed - 5 years ban ordered

Acted for Macquarie Bank options trader, instructed by Hall and Wilcox, Sydney.

ASIC v Hickman