Contact

Dominique Hogan-Doran SC
t: + 61 2 9236 8622
f: + 61 2 9221 8995
m: 0410 665 772  
e: hogan-doran@stjames.net.au

Clerk: Margaret Ashford
t: + 61 2 9236 8601
e: mashford@stjames.net.au

6 St. James' Hall Chambers
169 Phillip Street
Sydney, New South Wales
Australia 2000

DX 328 Sydney

         

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Recent Hearings

ASIC investigation into suspected insider trading

Dominique Hogan-Doran SC

For the executive director of an ASX listed entity in ASIC investigation into suspected insider trading in the listed entity’s shares contrary to Division 3 of Pt 7.10 of the Corporations Act and potential continuous disclosure breaches (2016-2017).

>> On 17 February 2017, a "no action" letter was successfully obtained from ASIC.