Continuous Disclosure

ASIC investigation into suspected insider trading

For the executive director of an ASX listed entity in ASIC investigation into suspected insider trading in the listed entity’s shares contrary to Division 3 of Pt 7.10 of the Corporations Act and potential continuous disclosure breaches (2016-2017).

>> On 17 February 2017, a "no action" letter was successfully obtained from ASIC.

 

Invigor Group Limited (Executive Termination) (2015) NSWSC

For Invigor Group Ltd, an ASX listed company, instructed by Minter Ellison, Melbourne & Sydney, in hearing of application for injunctive relief by terminated executive directors, involving continuous disclosure issues (Cohen v Invigor Group Ltd (2015) NSWSC, Black J).