ASIC Investigation

ASIC investigation into remuneration arrangements & SMSF advice

For a Queensland client in ongoing ASIC investigation and potential enforcement action re suspected contraventions of the conflicted remuneration prohibitions in Division 4 of Part 7.7A of the Corporations Act and financial advice concerning establishment of self-managed superannuation funds (current matter).

>> On 28 June 2018, ASIC released two related reports: