The slides for the presentation by Dominique Hogan-Doran SC in the new Master of Laws course Superannuation Law and Regulation at the University of Melbourne on 4 August 2022 are now available.

Dominique addressed Chapter 7 Corporations Act 2001 (Cth) conduct issues in the superannuation realm, including:

• the recent ASIC v Westpac (Omnibus) [2022] FCA 515
  (in which she appeared for the Australian Securities and Investments Commission)

• the meaning of ‘efficiently, honestly and fairly’ in s 912A and other general licensing obligations

• adequacy of systems of monitoring and control in financial institutions

• imposition of pecuniary penalties including mitigating and aggravating factors.

For a copy of the slide presentation, please fill in the form below.